| | IMPORTANT: | | |
| | Shareholders are cordially invited to attend the Annual Meeting (virtually). In order to avoid delay and additional expense, and to assure that your shares are represented, please vote as promptly as possible, even if you plan to attend the Annual Meeting (virtually). Please refer to the website and telephone number indicated on your proxy card for instructions on how to cast your vote. To vote by telephone, please call the toll-free number located on your proxy card and follow the recorded instructions, using your proxy card as a guide. To vote by mail, please complete, sign, date, and mail the enclosed proxy card. No postage is required if you use the accompanying envelope to mail the proxy card in the United States. The proxy is revocable and will not affect your right to vote in person (virtually) if you attend the Annual Meeting and elect to vote in person (virtually). | | |
| | | Registrations | | | Valid Signature | |
Corporate Accounts | | | (1) ABC Corp | | | (1) ABC Corp | |
| (2) ABC Corp | | | (2) John Doe, Treasurer | | ||
| (3) ABC Corp. c/o John Doe, Treasurer | | | (3) John Doe | | ||
| (4) ABC Corp. Profit Sharing Plan | | | (4) John Doe, Trustee | | ||
Partnership Accounts | | | (1) The XYZ partnership | | | (1) Jane B. Smith, Partner | |
| (2) Smith and Jones, limited partnership | | | (2) Jane B. Smith, General Partner | | ||
Trust Accounts | | | (1) ABC Trust | | | (1) John Doe, Trustee | |
| (2) Jane B. Doe, Trustee u/t/d 12/28/78 | | | (2) Jane B. Doe | | ||
Custodial or Estate Accounts | | | (1) John B. Smith, Cust. f/b/o John B. Smith, Jr. UGMA | | | (1) John B. Smith | |
| (2) Estate of John B. Smith | | | (2) John B. Smith, Jr., Executor | |
Proposal | | | Shareholders Entitled to Vote | | |||
1a | | | Elect | | | AIO shareholders | |
1b | | | Elect | | | AIO shareholders | |
1c | |||||||
| | Elect Brian T. Zino as a Class I trustee of AIO | | | AIO shareholders | | |
| | Elect | | | | ||
| | Elect | | | | ||
| | Elect | | | |
Proposal | | | Shareholders Entitled to Vote | | |||
| | Elect | | | NCV shareholders | | |
| | Elect George R. Aylward as a Class II trustee of NCV | | | NCV shareholders | | |
3c | | | Elect Sarah E. Cogan as a Class | | | | |
| | Elect | | | NCV shareholders | | |
4a | | | Elect George R. Aylward as a Class II trustee of NCZ | | | NCZ shareholders | |
| | Elect | | | NCZ shareholders | | |
| | Elect | | | NCZ shareholders | | |
| | Elect | |||||
| | ACV shareholders | | ||||
| | Elect | | | ACV shareholders | | |
| | Elect F. Ford Drummond as a Class II trustee of ACV | | | ACV shareholders | | |
5d | | | Elect R. Keith Walton as a Class II trustee of ACV | | | ACV shareholders | |
| | Elect Sarah E. Cogan as a Class III trustee of | | | | ||
| | Elect | | | NFJ shareholders | | |
6c | | | Elect R. Keith Walton as a Class III trustee of NFJ | | | NFJ shareholders | |
7a | | | Elect Geraldine M. McNamara as a Class I trustee of NIE | | | NIE shareholders | |
| | Elect R. Keith Walton as a Class I trustee of NIE | | | NIE shareholders | | |
7c | | | Elect Brian T. Zino as a Class I trustee of NIE | | | NIE shareholders | |
| | Elect Donald C. Burke as a Class II trustee of VGI | | | VGI shareholders | | |
8b | | | Elect Sarah E. Cogan as a Class II trustee of VGI | | | VGI shareholders | |
8c | | | Elect Sidney E. Harris as a Class II trustee of VGI | | | VGI shareholders | |
8d | | | Elect John R. Mallin as a Class II trustee of VGI | | | VGI shareholders | |
9a | | | Elect George R. Aylward as a Class | | | | |
| | Elect Deborah A. DeCotis as a Class | | | | ||
| | Elect | | | | ||
| | Elect R. Keith Walton as a Class I trustee of EDI | | | EDI shareholders | | |
10a | | | Elect Connie D. McDaniel as a Class III director of ZTR | | | ZTR shareholders | |
10b | | | Elect Geraldine M. McNamara as a Class III director of ZTR | | | ZTR shareholders | |
10c | | | Elect R. Keith Walton as a Class III director of ZTR | | | ZTR shareholders | |
10d | | | Elect Brian T. Zino as a Class | | | | |
2 | | | Transact such additional business as properly comes before the Annual Meeting | | | AIO, CBH, NCV, NCZ, | |
| | | Outstanding Common Shares | | | Outstanding Preferred Shares | | ||||||
AIO | | | | | 34,340,972 | | | | | | N/A | | |
NCV | | | | | 90,373,569 | | | | | | 4,008,931(1) | | |
NCZ | | | | | 76,115,749 | | | | | | 4,366,501(2) | | |
CBH | | | | | 18,263,597 | | | | | | N/A | | |
ACV | | | | | 10,362,954 | | | | | | 1,200,000 | | |
NIE | | | | | 27,708,965 | | | | | | N/A | | |
NFJ | | | | | 94,801,581 | | | | | | N/A | | |
| | | Outstanding Common Shares | | | Outstanding Preferred Shares | | ||||||
AIO | | | | | 34,340,972 | | | | | | N/A | | |
CBH | | | | | 18,263,597 | | | | | | N/A | | |
NCV | | | | | 90,373,569 | | | | | | 4,000,000 | | |
NCZ | | | | | 76,115,749 | | | | | | 4,360,000 | | |
ACV | | | | | 10,365,167 | | | | | | 1,200,000 | | |
NFJ | | | | | 94,801,581 | | | | | | N/A | | |
NIE | | | | | 27,708,965 | | | | | | N/A | | |
VGI | | | | | 11,313,093.602 | | | | | | N/A | | |
EDI | | | | | 10,004,930.605 | | | | | | N/A | | |
ZTR | | | | | 68,578,328 | | | | | | N/A | | |
Name, Year of Birth and Number of Portfolios in Funds Complex Overseen by Trustee(1)(2) | | | Term of Office and Length of Time Served(3) | | | Principal Occupation(s) During Past Five Years | | | Other Directorships/ Trusteeships Held by Trustee During the Past Five Years | |
Independent Trustees and Advisory Board Members(4) | | | | | | | | |||
YOB: Portfolios Overseen: | | | Class Class II Trustee of Class | | | | | Trustee (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Trustee (since |
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Name, Year of Birth and Number of Portfolios in Funds Complex Overseen by Trustee(1)(2) | | | Term of Office and Length of Time Served(3) | | | Principal Occupation(s) During Past Five Years | | | Other Directorships/ Trusteeships Held by Trustee During the Past Five Years | |
| | | | | | | | | | |
YOB: Portfolios Overseen: | | | Class III Trustee of AIO since 2019, term expires at the 2025 Annual Meeting Class III Trustee of CBH since 2019, nominee for term expiring 2026 Class II Trustee of Class I Trustee of NCZ since 2019, term expires at the 2025 Annual Meeting Class III Trustee of ACV since 2019, term expires at the 2024 Annual Meeting Class III Trustee of Class III Trustee of Class II Trustee of | | | | | Trustee (since 2022) and Advisory Board Member (2021 to 2022), Virtus Alternative Solutions Trust (2 portfolios), Virtus Mutual Fund Family (57 portfolios) and Virtus Variable Insurance Trust (8 portfolios); Trustee (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Trustee (since 2021), The Merger Fund®, The Merger Fund® VL, | |
Name, Year of Birth and Number of Portfolios in Funds Complex Overseen by Trustee(1)(2) | | | Term of Office and Length of Time Served(3) | | | Principal Occupation(s) During Past Five Years | | | Other Directorships/ Trusteeships Held by Trustee During the Past Five Years | |
| | | since 2021, nominee for term expiring 2026 Class II Trustee of EDI since 2022, term expires at the 2024 Annual Meeting Class I Director of ZTR since 2021, term expires at the 2024 Annual Meeting | | | | | | (since 2019), Virtus Investment Trust (13 portfolios) and Virtus Strategy Trust (8 portfolios); Trustee (since 2019), Virtus Artificial Intelligence & Technology Opportunities Fund, Virtus Convertible & Income 2024 Target Term Fund, Virtus Convertible & Income Fund, Virtus Convertible & Income Fund II, Virtus Diversified Income & Convertible Fund, Virtus Equity & Convertible Income Fund, and Virtus Dividend, Interest & Premium Strategy Fund; and Trustee (since 2019), PIMCO Closed-End Funds(5) (26 portfolios). | |
DeCotis, Deborah A. YOB: 1952 Portfolios Overseen: 103 | | | Class III Trustee of AIO since 2019, term expires at the 2025 Annual Meeting Class III Trustee of CBH since 2017, nominee for term expiring 2026 Class III Trustee of NCV since 2011, term expires at the 2024 Annual Meeting Class II Trustee of NCZ since 2011, nominee for term expiring 2026 Class III Trustee of ACV since 2015, term expires at the 2024 Annual Meeting Class II Trustee of NFJ | | | Director, Cadre Holdings Inc. (since 2022); Advisory Director, Morgan Stanley & Co., Inc. (since 1996); Member, Circle Financial Group (since 2009); Member, Council on Foreign Relations (since 2013); and Trustee, Smith College (since 2017). Formerly, Director, Watford Re (2017 to 2021); Co-Chair Special Projects | | | Trustee (since 2022) and Advisory Board Member (2021 to 2022), Virtus Alternative Solutions Trust (2 portfolios), Virtus Mutual Fund Family (57 portfolios) and Virtus Variable Insurance Trust (8 portfolios); Trustee (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Trustee (since 2021), The Merger Fund®, The Merger Fund® VL, Virtus Event Opportunities Trust (2 portfolios), and Virtus Global Multi-Sector Income | |
Name, Year of Birth and Number of Portfolios in Funds Complex Overseen by Trustee(1)(2) | | | Term of Office and Length of Time Served(3) | | | Principal Occupation(s) During Past Five Years | | | Other Directorships/ Trusteeships Held by Trustee During the Past Five Years | |
| | | since 2011, term expires at the 2025 Annual Meeting Class III Trustee of Class I Trustee of VGI since 2021, term expires at the 2025 Annual Meeting Class I Trustee of EDI since 2022, nominee for term expiring 2026 Class I Director of ZTR since 2021, term expires at the 2024 Annual Meeting | | | | | Fund; Advisory Board Member (February 2021 to June 2021), | | |
YOB: Portfolios Overseen: | | | Class II Trustee of AIO since 2019, term expires at the 2024 Annual Meeting Class Class III Trustee of | | | | | Trustee | |
Name, Year of Birth and Number of Portfolios in Funds Complex Overseen by Trustee(1)(2) | | | Term of Office and Length of Time Served(3) | | | Principal Occupation(s) During Past Five Years | | | Other Directorships/ Trusteeships Held by Trustee During the Past Five Years | |
| | | since 2015, term expires at the 2024 Annual Meeting Class Class II Trustee of ACV since 2015, nominee for term Class III Trustee of NFJ since 2015, nominee for term expiring 2026 Class II Trustee of NIE since 2015, term expires at the 2024 Annual Meeting Class | |||||||
Class Class II Director of ZTR since 2021, term expires at the | | | | | |
Name, Year of Birth and Number of Portfolios in Funds Complex Overseen by Trustee(1)(2) | | | Term of Office and Length of Time Served(3) | | | Principal Occupation(s) During Past Five Years | | | Other Directorships/ Trusteeships Held by Trustee During the Past Five Years | |
YOB: 1949 Portfolios Overseen: 96 | | | Class II Trustee of Class III Trustee of EDI since 2022, term expires at the 2025 Annual Meeting Class I Director of ZTR since 2020, term expires at the 2024 Annual Meeting | | | | | |
Name, Year of Birth and Number of Portfolios in Funds Complex Overseen by Trustee(1)(2) | | | Term of Office and Length of Time Served(3) | | | Principal Occupation(s) During Past Five Years | | | Other Directorships/ Trusteeships Held by Trustee During the Past Five Years | |
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YOB: Portfolios Overseen: | | | Class Class I Trustee of Class | | | | | Trustee (since | ||
Director | Virtus Total Return Fund Inc.; Trustee (since | |
Name, Year of Birth and Number of Portfolios in Funds Complex Overseen by Trustee(1)(2) | | | Term of Office and Length of Time Served(3) | | | Principal Occupation(s) During Past Five Years | | | Other Directorships/ Trusteeships Held by Trustee During the Past Five Years | |
Connie D. YOB: 1958 Portfolios Overseen: 96 | | | Class Class Class III Director of ZTR since 2020, nominee for term expiring | | | | | |||
Trustee (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Trustee (since 2021), The Merger Fund®, The Merger Fund® VL, Virtus Event Opportunities Trust (2 portfolios), Virtus Investment Trust (13 portfolios) and Virtus Strategy Trust (8 portfolios); Director (2020 to 2021), Duff & Phelps Select MLP and Midstream Energy Fund Inc.; Director (since 2020), Virtus Total Return Fund Inc.; Trustee (since 2020), Virtus Global Multi-Sector Income Fund; Director (since 2019), Global Payments Inc.; Chairperson (since 2021), Governance & Nominating Committee, Global Payments Inc; Trustee (since 2017), Virtus Mutual Fund Family (57 portfolios), Virtus Variable Insurance Trust (8 portfolios), and Virtus Alternative Solutions Trust (2 portfolios); Director (since 2021), North Florida Land Trust; Director (2014 to 2019), Total System Services, Inc.; Member (2011 to 2022) and Chair (2014 to 2016), Georgia State University, Robinson College of Business Board | |
Name, Year of Birth and Number of Portfolios in Funds Complex Overseen by Trustee(1)(2) | | | Term of Office and Length of Time Served(3) | | | Principal Occupation(s) During Past Five Years | | | Other Directorships/ Trusteeships Held by Trustee During the Past Five Years | |
| | | | | | | | | of Advisors; and Trustee (2005 to 2017), RidgeWorth Funds. | |
McLoughlin, Philip R. YOB: 1946 Portfolios Overseen: 106 | | | Class II Trustee of AIO since 2021, term expires at the 2024 Annual Meeting Class I Trustee of CBH since 2022, term expires at the 2024 Annual Meeting Class I Trustee of NCV since 2022, term expires at the 2025 Annual Meeting Class I Trustee of NCZ from February 2021 to July 2022, Class III Trustee of NCZ since July 2022, Class III term expires at the 2023 Annual Meeting, nominee for Class II Trustee of NCZ for term expiring 2026 Class III Trustee of ACV since 2021, term expires at the 2024 Annual Meeting Class II Trustee of NFJ since 2021, term expires at the 2025 Annual Meeting Class II Trustee of NIE since 2021, term expires at the 2024 Annual Meeting Class III Trustee of VGI since 2011, term expires at the 2024 Annual | | | Private investor since 2010. | | | Trustee (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Trustee (since 2021), The Merger Fund®, The Merger Fund® VL, Virtus Event Opportunities Trust (2 portfolios), Virtus Investment Trust (13 portfolios), Virtus Strategy Trust (8 portfolios), Virtus Artificial Intelligence & Technology Opportunities Fund, Virtus Convertible & Income Fund II, Virtus Diversified Income & Convertible Fund, Virtus Equity & Convertible Income Fund and Virtus Dividend, Interest & Premium Strategy Fund; Trustee (since 2022) and Advisory Board Member (2021), Virtus Convertible & Income 2024 Target Term Fund and Virtus Convertible & Income Fund; Director and Chairman (since 2016), Virtus Total Return Fund Inc.; Director and Chairman (2016 to 2019), the former Virtus Total Return Fund Inc.; Director and Chairman (2014 to 2021), Duff & Phelps Select MLP and Midstream Energy Fund Inc.; Trustee and | |
Name, Year of Birth and Number of Portfolios in Funds Complex Overseen by Trustee(1)(2) | | | Term of Office and Length of Time Served(3) | | | Principal Occupation(s) During Past Five Years | | | Other Directorships/ Trusteeships Held by Trustee During the Past Five Years | |
| | | Meeting Class III Trustee of EDI since 2022, term expires at the 2025 Annual Meeting Class II Director of ZTR since 2016, term expires at the 2025 Annual Meeting | | | | | | Chairman (since 2013), Virtus Alternative Solutions Trust (2 portfolios); Trustee and Chairman (since 2011), Virtus Global Multi-Sector Income Fund; Chairman and Trustee (since 2003), Virtus Variable Insurance Trust (8 portfolios); Director (since 1995), closed-end funds managed by Duff & Phelps Investment Management Co. (3 funds); Director (1991 to 2019) and Chairman (2010 to 2019), Lazard World Trust Fund (closed-end investment firm in Luxembourg); and Trustee (since 1989) and Chairman (since 2002), Virtus Mutual Fund Family (57 portfolios). | |
McNamara, Geraldine M. YOB: 1951 Portfolios Overseen: 106 | | | Class I Trustee of AIO since 2023, nominee for term expiring 2026 Advisory Board Member of NCV since 2023, nominee for Class I Trustee of NCV for term expiring 2025 Advisory Board Member of ACV since 2023, nominee for Class I Trustee of ACV for term expiring 2025 Class I Trustee of NIE since 2023, nominee for term expiring 2026 Class I Trustee of VGI since 2020, term expires | | | Private investor (since 2006); and Managing Director, U.S. Trust Company of New York (1982 to 2006). | | | Trustee (since 2023), Virtus Artificial Intelligence & Technology Opportunities Fund and Virtus Equity & Convertible Income Fund; Advisory Board Member (since 2023), Virtus Convertible & Income 2024 Target Term Fund, Virtus Convertible & Income Fund, Virtus Convertible & Income Fund II, Virtus Diversified Income & Convertible Fund, and Virtus Dividend, Interest & Premium Strategy Fund; Trustee (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor | |
Name, Year of Birth and Number of Portfolios in Funds Complex Overseen by Trustee(1)(2) | | | Term of Office and Length of Time Served(3) | | | Principal Occupation(s) During Past Five Years | | | Other Directorships/ Trusteeships Held by Trustee During the Past Five Years | |
| | | at the 2025 Annual Meeting Class III Trustee of EDI since 2022, term expires at the 2025 Annual Meeting Class III Director of ZTR since 2020, nominee for term expiring 2026 Advisory Board Member of CBH, NCZ, and NFJ since 2023 | | | | | | Emerging Markets Total Income Fund; Trustee (since 2021), The Merger Fund®, The Merger Fund® VL, Virtus Event Opportunities Trust (2 portfolios), Virtus Investment Trust (13 portfolios) and Virtus Strategy Trust (8 portfolios); Director (2020 to 2021), Duff & Phelps Select MLP and Midstream Energy Fund Inc.; Director (since 2020), Virtus Total Return Fund Inc.; Trustee (since 2020), Virtus Global Multi-Sector Income Fund; Trustee (since 2016) Virtus Alternative Solutions Trust (2 portfolios); Trustee (since 2015), Virtus Variable Insurance Trust (8 portfolios); Director (since 2003), closed-end funds managed by Duff & Phelps Investment Management Co. (3 funds); and Trustee (since 2001), Virtus Mutual Fund Family (57 portfolios). | |
Walton, R. Keith YOB: 1964 Portfolios Overseen: 103 | | | Class I Trustee of AIO since 2022, nominee for term expiring 2026 Class II Trustee of NCV since 2022, nominee for term expiring 2026 Class II Trustee of ACV since 2022, nominee for term expiring 2026 Advisory Board Member of NFJ since 2022, | | | Senior Adviser (since 2022), Brightwood Capital LLC; Venture and Operating Partner (since 2020), Plexo Capital, LLC; Venture Partner (since 2019) and Senior Adviser (2018 to 2019), Plexo, LLC; and | | | Trustee (since 2022) and Advisory Board Member (January 2022 to July 2022), Virtus Artificial Intelligence & Technology Opportunities Fund, Virtus Convertible & Income Fund and Virtus Equity & Convertible Income Fund; Trustee (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone | |
Name, Year of Birth and Number of Portfolios in Funds Complex Overseen by Trustee(1)(2) | | | Term of Office and Length of Time Served(3) | | | Principal Occupation(s) During Past Five Years | | | Other Directorships/ Trusteeships Held by Trustee During the Past Five Years | |
| | | nominee for Class III Trustee of NFJ for term expiring 2026 Class I Trustee of NIE since 2022, nominee for term expiring 2026 Class I Trustee of VGI since 2020, term expires at the 2025 Annual Meeting Class I Trustee of EDI since 2022, nominee for term expiring 2026 Class III Director of ZTR since 2020, nominee for term expiring 2026 Advisory Board Member of CBH and NCZ since 2022 | | | Partner (since 2006), Global Infrastructure Partners. Formerly, Managing Director (2020 to 2021), Lafayette Square Holding Company LLC; Senior Adviser (2018 to 2019), Vatic Labs, LLC; Executive Vice President, Strategy (2017 to 2019), Zero Mass Water, LLC; and Vice President, Strategy | | | |
Name, Year of Birth and Number of Portfolios in Funds Complex Overseen by Trustee(1)(2) | | | Term of Office and Length of Time Served(3) | | | Principal Occupation(s) During Past Five Years | | | Other Directorships/ Trusteeships Held by Trustee During the Past Five Years | |
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Zino, Brian T. YOB: 1952 Portfolios Overseen: | | | Class I Trustee of AIO since 2022, nominee for term expiring Class I Trustee of CBH since 2022, term expires at the 2024 Annual Meeting Class III Trustee of NCV since 2022, Class I Trustee of NCZ since 2022, Class I Trustee of ACV since 2022, Class I Trustee of NFJ since 2022, term expires at the 2024 Annual Meeting Class I Trustee of NIE since 2022, nominee for term expiring Class I Trustee of Class II Trustee of EDI since 2022, | | | Retired. Various roles | | | Trustee (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Trustee (since 2021), The Merger Fund®, The Merger Fund® VL, Virtus Event Opportunities Trust (2 portfolios), Virtus Investment Trust (13 portfolios) and Virtus Strategy Trust | |
Name, Year of Birth and Number of Portfolios in Funds Complex Overseen by Trustee(1)(2) | | | Term of Office and Length of Time Served(3) | | | Principal Occupation(s) During Past Five Years | | | Other Directorships/ Trusteeships Held by Trustee During the Past Five Years | |
| | | Meeting Class III Director of ZTR since 2020, nominee for term expiring 2026 | | | | | | | |
Interested Trustee | | | | | | | | | | |
Aylward, George R.* YOB: 1964 Portfolios Overseen: | | | Class III Trustee of AIO since 2021, Class III Trustee of CBH since 2021, nominee for term expiring 2026 Class II Trustee of NCV since 2021, nominee for term expiring 2026 Class II Trustee of NCZ since 2021, nominee for term expiring 2026 Class II Trustee of ACV since 2021, nominee for term expiring 2026 Class II Trustee of NFJ since 2021, term expires | | | Director, President and Chief Executive Officer (since 2008), Virtus Investment Partners, Inc. and/or certain of its subsidiaries; and various senior officer positions with Virtus affiliates (since 2005). | | | Trustee, President and Chief Executive Officer (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Member, Board of Governors of the Investment Company Institute (since 2021); Trustee and President (since 2021), The Merger Fund®, The Merger Fund® VL, Virtus Event Opportunities Trust (2 portfolios), Virtus Investment Trust (13 portfolios) and Virtus Strategy Trust (8 portfolios); Trustee, | |
Name, Year of Birth and Number of Portfolios in Funds Complex Overseen by Trustee(1)(2) | | | Term of Office and Length of Time Served(3) | | | Principal Occupation(s) During Past Five Years | | | Other Directorships/ Trusteeships Held by Trustee During the Past Five Years | |
| | | Class III Trustee of NIE since 2021, term expires at the 2025 Annual Meeting Class III Trustee of VGI since 2011, term expires at the 2024 Annual Meeting Class I Trustee of EDI since 2022, nominee for term expiring Class II | | | | | | |
Name, Year of Birth and Number of Portfolios in Funds Complex Overseen by Trustee(1)(2) | | | Term of Office and Length of Time Served(3) | | | Principal Occupation(s) During Past Five Years | | | Other Directorships/ Trusteeships Held by Trustee During the Past Five Years | |
| | | | | | | | | (57 portfolios); Director, President and Chief Executive Officer (since 2006), Virtus Total Return Fund Inc.; and Director, President and Chief Executive Officer (2006 to 2019), the former Virtus Total Return Fund Inc. | |
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Name and Year of Birth | | | Position(s) the Fund and Length of Time Served | | | Principal Occupation(s) During Past 5 Years | |
Batchelar, Peter J. YOB: 1970 | | | Senior Vice President (since 2021), AIO, CBH, NCV, NCZ, Senior Vice President (since 2017) and Vice President (2016 to 2017), VGI and ZTR Senior Vice President (since 2022), EDI | | | Senior Vice President, Product Development (since 2017), Vice President, Product Development (2008 to 2017) and various officer positions (since 2008), Virtus Investment Partners, Inc. and/or certain of its subsidiaries; and various officer positions (since 2008) of various registered funds advised by subsidiaries of Virtus Investment Partners, Inc. | |
Bradley, W. Patrick YOB: 1972 | | | Executive Vice President, Chief Financial Officer and Treasurer (since 2021), AIO, CBH, NCV, NCZ, ACV, NFJ and NIE Executive Vice President (since 2016), Senior Vice President (2013 to 2016), Vice President (2011 to | | | Executive Vice President, Fund Services (since | |
Name and Year of Birth | | | Position(s) the Fund and Length of Time Served | | | Principal Occupation(s) During Past 5 Years | | |||
| | | 2013), | |||||||
Executive Vice President, Chief Financial Officer and Treasurer (since 2022), Executive Vice President (since 2016), Senior Vice President (2013 to 2016), Vice President | | | | | ||||||
Branigan, Timothy YOB: 1976 | | | Vice President and Fund Chief Compliance Officer (since 2022), Assistant Vice President and Deputy Fund Chief Compliance Officer (March to May 2022), AIO, CBH, NCV, NCZ, ACV, NFJ, NIE, VGI and ZTR | | | Various officer positions (since 2019) of various registered funds advised by subsidiaries of Virtus | | |||
| | | Vice President and Fund Chief Compliance Officer (since 2022), Assistant Vice President and Deputy Fund Chief Compliance Officer (April to May 2022), EDI | | | |||||
Fromm, Jennifer YOB: 1973 | | | Vice President (since 2021), Assistant Secretary (2021 to 2022) and Chief Legal Officer, Counsel and Secretary (since 2022), AIO, CBH, NCV, NCZ, ACV, NFJ and NIE | | | Vice President (since 2016) | |
Name and Year of Birth | | | Position(s) the Fund and Length of Time Served | | | Principal Occupation(s) During Past 5 Years | |
| | | Vice President, Chief Legal Officer, Counsel and Secretary (since 2020), VGI and ZTR Vice President, Chief Legal Officer, Counsel and Secretary (since 2022), EDI | | | ||
Hackett, Amy YOB: 1968 | | | Vice President and Assistant Treasurer (since 2021), AIO, CBH, NCV, NCZ, ACV, NFJ and NIE Vice President (since 2013) and Assistant Treasurer (since 2011), Vice President and | ||||
Vice President (since 2013) and Assistant Treasurer (since 2012), ZTR | | | | ||||
Krishnan, Suneeta YOB: 1965 | | | Vice President and Vice President (since 2018) and Assistant Treasurer (since 2011), VGI Vice President and Assistant Treasurer (since 2022), EDI Vice President (since 2018) and Assistant Treasurer (since 2012), ZTR | | | Vice President, Mutual Fund Administration (since 2017), and Assistant Treasurer, Mutual Fund Administration (since 2007), Virtus | |
Name and Year of Birth | | | Position(s) the Fund and Length of Time Served | | | Principal Occupation(s) During Past 5 Years | |
YOB: | | | Assistant Vice President (since 2021), AIO, CBH, NCV, NCZ, ACV, NFJ, NIE, VGI and ZTR Assistant | | | Assistant Vice President and Tax Director, Fund Administration (since |
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Short, Julia R. YOB: 1972 | | | Senior Vice President (since 2021), AIO, CBH, NCV, NCZ, Senior Vice President (since 2018), VGI and ZTR Senior Vice President (since 2022), EDI | | | Senior Vice President, Product Development (since 2017), Virtus Investment Partners, Inc. and/or certain of its subsidiaries; Senior Vice President (since |
various registered funds advised by subsidiaries of | |||||||
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Smirl, Richard W. YOB: 1967 | | | Executive Vice President (since 2021), AIO, CBH, NCV, NCZ, Executive Vice President (since 2022), EDI | | | Chief Operating Officer (since 2021), Virtus Investment Partners, Inc.; Executive Vice President |
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Thaker, Nikita K. YOB: 1978 | | | Vice President, Controller and Assistant Treasurer (since 2021), AIO, CBH, NCV, NCZ, ACV, NFJ and NIE Vice President and Controller (since 2021) and Assistant Treasurer (since 2017), VGI | | | Vice President, Mutual Fund Administration (since 2021) and Assistant Vice President, Mutual Fund Administration (2016 to 2021), Virtus Investment Partners, Inc. and/or certain of its subsidiaries; and various officer positions (since 2013) of various registered funds advised by subsidiaries of Virtus Investment Partners, Inc. | |
Name and Year of Birth | | | Position(s) held with the Fund and Length of Time Served | | | Principal Occupation(s) During Past 5 Years | |
| | | Vice President, Controller and Assistant Treasurer (since 2022), EDI Vice President and Controller (since 2021) and Assistant Treasurer (since 2013), ZTR | | |
Name of Trustee | | | Dollar Range of Equity Securities in AIO | | | Dollar Range of Equity Securities in CBH | | | Dollar Range of Equity Securities in NCV | | | Dollar Range of Equity Securities in NCZ | | | ||||
Independent Trustees | | | | | | | | | | | | | | |||||
Donald C. Burke | | | N/A | | | N/A | | | N/A | | | N/A | | | ||||
Sarah E. Cogan | | | $10,001 – $50,000 | | | $10,001 – $50,000 | | | $1 – $10,000 | | | $1 – $10,000 | | | ||||
Deborah A. DeCotis | | | $10,001 – $50,000 | | | None | | | $1 – $10,000 | | | $1 – $10,000 | | | ||||
F. Ford Drummond | | | $1 – $10,000 | | | $1 – $10,000 | | | $1 – $10,000 | | | $1 – $10,000 | | | ||||
| | | | | | | | | | |||||||||
John R. Mallin | | | N/A | | | N/A | | | N/A | | | N/A | | | ||||
Connie D. McDaniel | | | N/A | | | N/A | | | N/A | | | N/A | | | ||||
Philip R. McLoughlin | | | $1 – $10,000 | | | None | | | $1 – $10,000 | | | None | | | ||||
| | None | | | None | | | None | | | None | | ||||||
| ||||||||||||||||||
R. Keith Walton | | | None | | | None | | | None | | | None | | |
Name of Trustee | | | Dollar Range of Equity Securities in AIO | | | Dollar Range of Equity Securities in CBH | | | Dollar Range of Equity Securities in NCV | | | Dollar Range of Equity Securities in NCZ | | | ||||
Brian T. Zino | | | $10,001 – $50,000 | | | None | | | $10,001 – $50,000 | | | $1 – $10,000 | | | ||||
Interested Trustee | | | | | | | | | | | | | | |||||
George R. Aylward | | | $50,001 – $100,000 | | | None | | | $10,001 – $50,000 | | | $10,001 – $50,000 | | |
Name of Trustee | | | Dollar Range of Equity Securities in ACV | | | Dollar Range of Equity Securities in NFJ | | | Dollar Range of Equity Securities in NIE | | | Dollar Range of Equity Securities in | | | ||||
Independent Trustees | | | | | | | | | | | | | | |||||
Donald C. Burke | | | N/A | | | N/A | | | N/A | | | $10,001 – $50,000 | | | ||||
Sarah E. Cogan | | | $10,001 – $50,000 | | | $10,001 – $50,000 | | | $10,001 – $50,000 | | | | | |||||
Deborah A. DeCotis | | | $1 – $10,000 | | | $1 – $10,000 | | | $1 – $10,000 | | | | | |||||
F. Ford Drummond | | | $50,001 – $100,000 | | | $1 – $10,000 | | | $1 – $10,000 | | | | | |||||
| | | | N/A | | | N/A | | | $10,001 – $50,000 | | | ||||||
| | | | N/A | | | N/A | | | $1 – $10,000 | | | ||||||
Connie D. McDaniel | | | N/A | | | N/A | | | N/A | | | $10,001 – $50,000 | | | ||||
Philip R. McLoughlin | | | None | | | None | | | $1 – $10,000 | | | | | |||||
| | None | | | None | | | None | | | | |||||||
| ||||||||||||||||||
R. Keith Walton | | | $1 – $10,000 | | | None | | | None | | | | | |||||
Brian T. Zino | | | $10,001 – $50,000 | | | $1 – $10,000 | | | $10,001 – $50,000 | | | $10,001 – $50,000 | | | ||||
Interested Trustee | | | | | | | | | | | | | | |||||
George R. Aylward | | | $50,001 – $100,000 | | | $50,001 – $100,000 | | | $50,001 – $100,000 | | | $10,001 – $50,000 | | |
Name of Trustee | | | Dollar Range of Equity Securities in EDI | | | Dollar Range of Equity Securities in ZTR | | | Aggregate Dollar Range of Equity Securities in All Funds Overseen by Trustees in Family of Registered Investment Companies* | | | |||||
Independent Trustees | | | | | | | | | | | ||||||
Donald C. Burke | | | $1 – $10,000 | | | $10,001 – $50,000 | | | Over $100,000 | | | |||||
Sarah E. Cogan | | | None | | | $10,001 – $50,000 | | | Over $100,000 | | | |||||
Deborah A. DeCotis | | | None | | | None | | | Over $100,000 | | | |||||
F. Ford Drummond | | | $1 – $10,000 | | | $10,001 – $50,000 | | | Over $100,000 | | | |||||
Sidney E. Harris | | | None | | | $10,001 – $50,000 | | | Over $100,000 | | | |||||
John R. Mallin | | | $10,001 – $50,000 | | | $50,001 – $100,000 | | | Over $100,000 | | | |||||
Connie D. McDaniel | | | None | | | $10,001 – $50,000 | | | Over $100,000 | | | |||||
Philip R. McLoughlin | | | None | | | $50,001 – $100,000 | | | Over $100,000 | | | |||||
Geraldine M. McNamara | | | None | | | $1 – $10,000 | | | Over $100,000 | | | |||||
R. Keith Walton | | | None | | | $10,001 – $50,000 | | | Over $100,000 | | | |||||
Brian T. Zino | | | None | | | $50,001 – $100,000 | | | Over $100,000 | | | |||||
Interested Trustee | | | | | | | | | | | ||||||
George R. Aylward | | | | | $50,001 – $100,000 | | | Over $100,000 | | |
| | Name of Trustee | | | | Aggregate Compensation from ACV | | | | Aggregate Compensation from NIE | | | | Aggregate Compensation from NFJ | | | | Aggregate Compensation from NCV | | | ||||||||||||
| | Sarah E. Cogan | | | | | $ | 6,072 | | | | | | $ | 14,764 | | | | | | $ | 25,109 | | | | | | $ | 9,279 | | | |
| | Deborah A. DeCotis | | | | | $ | 5,205 | | | | | | $ | 12,655 | | | | | | $ | 21,522 | | | | | | $ | 7,953 | | | |
| | F. Ford Drummond | | | | | $ | 5,638 | | | | | | $ | 13,709 | | | | | | $ | 23,315 | | | | | | $ | 8,616 | | | |
| | Hans W. Kertess(1) | | | | | $ | 10,244 | | | | | | $ | 24,685 | | | | | | $ | 42,026 | | | | | | $ | 15,775 | | | |
| | James S. MacLeod | | | | | $ | 13,879 | | | | | | $ | 33,745 | | | | | | $ | 57,392 | | | | | | $ | 21,209 | | | |
| | Philip R. McLoughlin(2) | | | | | $ | 5,205 | | | | | | $ | 12,655 | | | | | | $ | 21,522 | | | | | | $ | 7,953 | | | |
| | William B. Ogden, IV | | | | | $ | 13,445 | | | | | | $ | 32,691 | | | | | | $ | 55,598 | | | | | | $ | 20,547 | | | |
| | Alan Rappaport | | | | | $ | 15,180 | | | | | | $ | 36,909 | | | | | | $ | 62,772 | | | | | | $ | 23,198 | | | |
| | Davey S. Scoon(1) | | | | | $ | 11,268 | | | | | | $ | 27,153 | | | | | | $ | 46,229 | | | | | | $ | 17,352 | | | |
| | R. Keith Walton(2) | | | | | $ | 1,107 | | | | | | $ | 2,781 | | | | | | $ | 4,712 | | | | | | $ | 1,644 | | | |
| | Brian T. Zino(2) | | | | | $ | 5,481 | | | | | | $ | 13,350 | | | | | | $ | 22,700 | | | | | | $ | 8,364 | | | |
| | Name of Trustee | | | | Aggregate Compensation from NCZ | | | | Aggregate Compensation from CBH | | | | Aggregate Compensation from AIO | | | | Total Compensation from the Funds and Fund Complex(3) | | | ||||||||||||
| | Sarah E. Cogan | | | | | $ | 7,009 | | | | | | $ | 3,106 | | | | | | $ | 16,328 | | | | | | $ | 302,500 | | | |
| | Deborah A. DeCotis | | | | | $ | 6,007 | | | | | | $ | 2,662 | | | | | | $ | 13,996 | | | | | | $ | 293,333 | | | |
| | F. Ford Drummond | | | | | $ | 6,508 | | | | | | $ | 2,884 | | | | | | $ | 15,162 | | | | | | $ | 297,917 | | | |
| | Hans W. Kertess(1) | | | | | $ | 11,915 | | | | | | $ | 5,303 | | | | | | $ | 27,553 | | | | | | $ | 137,500 | | | |
| | James S. MacLeod | | | | | $ | 16,020 | | | | | | $ | 7,099 | | | | | | $ | 37,322 | | | | | | $ | 146,668 | | | |
| | Philip R. McLoughlin(2) | | | | | $ | 6,007 | | | | | | $ | 2,662 | | | | | | $ | 13,996 | | | | | | $ | 671,917 | | | |
| | William B. Ogden, IV | | | | | $ | 15,519 | | | | | | $ | 6,877 | | | | | | $ | 36,156 | | | | | | $ | 142,083 | | | |
| | Alan Rappaport | | | | | $ | 17,522 | | | | | | $ | 7,765 | | | | | | $ | 40,821 | | | | | | $ | 160,417 | | | |
| | Davey S. Scoon(1) | | | | | $ | 13,106 | | | | | | $ | 5,833 | | | | | | $ | 30,308 | | | | | | $ | 151,250 | | | |
| | R. Keith Walton(2) | | | | | $ | 1,241 | | | | | | $ | 541 | | | | | | $ | 2,975 | | | | | | $ | 316,667 | | | |
| | Brian T. Zino(2) | | | | | $ | 6,318 | | | | | | $ | 2,797 | | | | | | $ | 14,740 | | | | | | $ | 345,833 | | | |
| | Name of Trustee | | | | Aggregate Compensation from AIO | | | | Aggregate Compensation from CBH | | | | Aggregate Compensation from NCV | | | | Aggregate Compensation from NCZ | | | ||||||||||||
| | Sarah E. Cogan | | | | | $ | 12,782 | | | | | | $ | 3,001 | | | | | | $ | 7,217 | | | | | | $ | 5,428 | | | |
| | Deborah A. DeCotis | | | | | $ | 11,419 | | | | | | $ | 2,687 | | | | | | $ | 6,433 | | | | | | $ | 4,838 | | | |
| | F. Ford Drummond | | | | | $ | 11,869 | | | | | | $ | 2,787 | | | | | | $ | 6,702 | | | | | | $ | 5,041 | | | |
| | James S. MacLeod(1) | | | | | $ | 21,801 | | | | | | $ | 5,025 | | | | | | $ | 12,553 | | | | | | $ | 9,444 | | | |
| | Philip R. McLoughlin | | | | | $ | 10,956 | | | | | | $ | 2,572 | | | | | | $ | 6,186 | | | | | | $ | 4,653 | | | |
| | Geraldine M. McNamara(2) | | | | | $ | 2,780 | | | | | | $ | 688 | | | | | | $ | 1,479 | | | | | | $ | 1,111 | | | |
| | William B. Ogden, IV(1) | | | | | $ | 21,120 | | | | | | $ | 4,868 | | | | | | $ | 12,161 | | | | | | $ | 9,149 | | | |
| | Name of Trustee | | | | Aggregate Compensation from AIO | | | | Aggregate Compensation from CBH | | | | Aggregate Compensation from NCV | | | | Aggregate Compensation from NCZ | | | ||||||||||||
| | Alan Rappaport(3) | | | | | $ | 31,955 | | | | | | $ | 7,503 | | | | | | $ | 18,043 | | | | | | $ | 13,571 | | | |
| | R. Keith Walton(4) | | | | | $ | 10,956 | | | | | | $ | 2,572 | | | | | | $ | 6,186 | | | | | | $ | 4,653 | | | |
| | Brian T. Zino | | | | | $ | 13,695 | | | | | | $ | 3,216 | | | | | | $ | 7,733 | | | | | | $ | 5,816 | | | |
| | Name of Trustee | | | | Aggregate Compensation from ACV | | | | Aggregate Compensation from NFJ | | | | Aggregate Compensation from NIE | | | | Total Compensation from the Funds and Fund Complex(5) | | | ||||||||||||
| | Sarah E. Cogan | | | | | $ | 4,260 | | | | | | $ | 24,340 | | | | | | $ | 12,971 | | | | | | $ | 380,000 | | | |
| | Deborah A. DeCotis | | | | | $ | 3,801 | | | | | | $ | 21,740 | | | | | | $ | 11,582 | | | | | | $ | 372,500 | | | |
| | F. Ford Drummond | | | | | $ | 3,956 | | | | | | $ | 22,601 | | | | | | $ | 12,045 | | | | | | $ | 375,000 | | | |
| | James S. MacLeod(1) | | | | | $ | 7,343 | | | | | | $ | 41,598 | | | | | | $ | 22,235 | | | | | | $ | 120,000 | | | |
| | Philip R. McLoughlin | | | | | $ | 3,652 | | | | | | $ | 20,863 | | | | | | $ | 11,118 | | | | | | $ | 640,313 | | | |
| | Geraldine M. McNamara(2) | | | | | $ | 898 | | | | | | $ | 5,263 | | | | | | $ | 2,780 | | | | | | $ | 483,000 | | | |
| | William B. Ogden, IV(1) | | | | | $ | 7,113 | | | | | | $ | 40,298 | | | | | | $ | 21,540 | | | | | | $ | 116,250 | | | |
| | Alan Rappaport(3) | | | | | $ | 10,651 | | | | | | $ | 60,850 | | | | | | $ | 32,429 | | | | | | $ | 175,000 | | | |
| | R. Keith Walton(4) | | | | | $ | 3,652 | | | | | | $ | 20,863 | | | | | | $ | 11,118 | | | | | | $ | 370,000 | | | |
| | Brian T. Zino | | | | | $ | 4,565 | | | | | | $ | 26,078 | | | | | | $ | 13,898 | | | | | | $ | 415,000 | | | |
Name of Trustee | | | Aggregate Compensation from EDI | | | Total Compensation from the Funds and Stone Harbor Fund Complex(1) | | ||||||
Alan Brott | | | | $ | 2,710 | | | | | $ | 66,750 | | |
Glenn Marchak | | | | $ | 2,557 | | | | | $ | 63,000 | | |
Heath B. McLendon | | | | $ | 2,557 | | | | | $ | 63,000 | | |
Patrick Sheehan | | | | $ | 2,557 | | | | | $ | 63,000 | | |
Bruce Speca | | | | $ | 2,557 | | | | | $ | 63,000 | | |
Name of Trustee | | | Aggregate Compensation from VGI | | | Aggregate Compensation from EDI | | | Aggregate Compensation from ZTR | | | Total Compensation from the Funds and Virtus Fund Complex(4) | | ||||||||||||
Donald C. Burke | | | | $ | 2,796 | | | | | $ | 970 | | | | | $ | 9,843 | | | | | $ | 436,500 | | |
Sarah E. Cogan | | | | $ | 2,796 | | | | | $ | 970 | | | | | $ | 9,843 | | | | | $ | 365,000 | | |
Deborah A. DeCotis | | | | $ | 2,796 | | | | | $ | 970 | | | | | $ | 9,843 | | | | | $ | 355,000 | | |
F. Ford Drummond | | | | $ | 2,796 | | | | | $ | 970 | | | | | $ | 9,843 | | | | | $ | 360,000 | | |
Sidney E. Harris | | | | $ | 2,796 | | | | | $ | 970 | | | | | $ | 9,843 | | | | | $ | 340,000 | | |
John R. Mallin | | | | $ | 2,796 | | | | | $ | 970 | | | | | $ | 9,843 | | | | | $ | 340,000 | | |
Connie D. McDaniel | | | | $ | 2,796 | | | | | $ | 970 | | | | | $ | 9,843 | | | | | $ | 385,000 | | |
Philip R. McLoughlin | | | | $ | 11,131 | | | | | $ | 2,860 | | | | | $ | 37,537 | | | | | $ | 644,125 | | |
Geraldine M. McNamara | | | | $ | 2,796 | | | | | $ | 970 | | | | | $ | 9,843 | | | | | $ | 466,500 | | |
James B. Rogers, Jr.(2) | | | | $ | 6,016 | | | | | $ | N/A | | | | | $ | N/A | | | | | $ | 6,016 | | |
R. Keith Walton | | | | $ | 2,796 | | | | | $ | 970 | | | | | $ | 9,843 | | | | | $ | 355,000 | | |
Brian T. Zino | | | | $ | 2,796 | | | | | $ | 970 | | | | | $ | 9,843 | | | | | $ | 400,000 | | |
Advisory Member | | | | | | | | | | | | | | | | | | | | | | | | | |
William R. Moyer(2) | | | | $ | 11,898 | | | | | $ | 1,969 | | | | | $ | 39,470 | | | | | $ | 56,136 | | |
Fund | | Fiscal Year Ended | | Audit Fees | | Audit-Related Fees* | | Tax Fees** | | All Other Fees | | | Auditor | | Fiscal Year Ended | | Audit Fees | | Audit- Related Fees* | | Tax Fees** | | All Other Fees | | ||||||||||||||||||||||||||||||||||||||
AIO | | January 31, 2022 | | | $ | 40,500 | | | | $ | 2,158 | | | | $ | 14,950 | | | | $ | 0 | | | | | | PwC | | | January 31, 2023 | | | $ | 42,525 | | | | $ | 1,424 | | | | $ | 14,864 | | | | $ | 0 | | | |||||||||||
AIO | | January 31, 2022 | | | $ | 72,520 | | | | $ | 0 | | | | $ | 12,000 | | | | $ | 0 | | | | | | PwC | | | January 31, 2022 | | | $ | 40,500 | | | | $ | 2,158 | | | | $ | 14,950 | | | | $ | 0 | | | |||||||||||
CBH | | | | PwC | | | January 31, 2023 | | | $ | 46,200 | | | | $ | 1,424 | | | | $ | 10,668 | | | | $ | 0 | | | ||||||||||||||||||||||||||||||||||
CBH | | | | PwC | | | January 31, 2022 | | | $ | 44,000 | | | | $ | 2,158 | | | | $ | 14,950 | | | | $ | 0 | | | ||||||||||||||||||||||||||||||||||
NCV | | January 31, 2022 | | | $ | 44,000 | | | | $ | 19,158 | | | | $ | 14,950 | | | | $ | 0 | | | | | | PwC | | | January 31, 2023 | | | $ | 46,200 | | | | $ | 18,424 | | | | $ | 9,873 | | | | $ | 0 | | | |||||||||||
NCV | | January 31, 2022 | | | $ | 83,356 | | | | $ | 17,738 | | | | $ | 12,000 | | | | $ | 0 | | | | | | PwC | | | January 31, 2022 | | | $ | 44,000 | | | | $ | 19,158 | | | | $ | 14,950 | | | | $ | 0 | | | |||||||||||
NCZ | | January 31, 2022 | | | $ | 44,000 | | | | $ | 19,158 | | | | $ | 14,950 | | | | $ | 0 | | | | | | PwC | | | January 31, 2023 | | | $ | 46,200 | | | | $ | 18,424 | | | | $ | 7,779 | | | | $ | 0 | | | |||||||||||
NCZ | | January 31, 2022 | | | $ | 80,459 | | | | $ | 17,738 | | | | $ | 12,000 | | | | $ | 0 | | | | | | PwC | | | January 31, 2022 | | | $ | 44,000 | | | | $ | 19,158 | | | | $ | 14,950 | | | | $ | 0 | | | |||||||||||
CBH | | January 31, 2022 | | | $ | 44,000 | | | | $ | 19,158 | | | | $ | 14,950 | | | | $ | 0 | | | |||||||||||||||||||||||||||||||||||||||
CBH | | January 31, 2022 | | | $ | 74,500 | | | | $ | 17,738 | | | | $ | 12,000 | | | | $ | 0 | | | |||||||||||||||||||||||||||||||||||||||
ACV | | January 31, 2022 | | | $ | 40,500 | | | | $ | 2,289 | | | | $ | 14,950 | | | | $ | 0 | | | | | | PwC | | | January 31, 2023 | | | $ | 42,525 | | | | $ | 1,424 | | | | $ | 24,705 | | | | $ | 0 | | | |||||||||||
ACV | | January 31, 2021 | | | $ | 75,993 | | | | $ | 0 | | | | $ | 12,000 | | | | $ | 0 | | | | | | PwC | | | January 31, 2022 | | | $ | 40,500 | | | | $ | 2,289 | | | | $ | 14,950 | | | | $ | 0 | | | |||||||||||
NFJ | | | | PwC | | | January 31, 2023 | | | $ | 42,525 | | | | $ | 1,424 | | | | $ | 27,717 | | | | $ | 0 | | | ||||||||||||||||||||||||||||||||||
NFJ | | | | PwC | | | January 31, 2022 | | | $ | 40,500 | | | | $ | 3,501 | | | | $ | 14,950 | | | | $ | 0 | | | ||||||||||||||||||||||||||||||||||
NIE | | January 31, 2022 | | | $ | 40,500 | | | | $ | 2,833 | | | | $ | 14,950 | | | | $ | 0 | | | | | | PwC | | | January 31, 2023 | | | $ | 42,525 | | | | $ | 1,424 | | | | $ | 16,326 | | | | $ | 0 | | | |||||||||||
NIE | | January 31, 2021 | | | $ | 66,503 | | | | $ | 0 | | | | $ | 12,000 | | | | $ | 0 | | | | | | PwC | | | January 31, 2022 | | | $ | 40,500 | | | | $ | 2,833 | | | | $ | 14,950 | | | | $ | 0 | | | |||||||||||
NFJ | | January 31, 2022 | | | $ | 40,500 | | | | $ | 3,501 | | | | $ | 14,950 | | | | $ | 0 | | | |||||||||||||||||||||||||||||||||||||||
NFJ | | January 31, 2021 | | | $ | 78,671 | | | | $ | 0 | | | | $ | 12,000 | | | | $ | 0 | | | |||||||||||||||||||||||||||||||||||||||
VGI | | | | PwC | | | November 30, 2022 | | | $ | 33,055 | | | | $ | 4,724 | | | | $ | 4,078 | | | | $ | 0 | | | ||||||||||||||||||||||||||||||||||
VGI | | | | PwC | | | November 30, 2021 | | | $ | 30,050 | | | | $ | 2,775 | | | | $ | 3,353 | | | | $ | 0 | | | ||||||||||||||||||||||||||||||||||
EDI | | | | Deloitte | | | November 30, 2022 | | | $ | 55,900 | | | | $ | 0 | | | | $ | 5,000 | | | | $ | 0 | | | ||||||||||||||||||||||||||||||||||
EDI | | | | Deloitte | | | November 30, 2021 | | | $ | 55,900 | | | | $ | 0 | | | | $ | 5,000 | | | | $ | 0 | | | ||||||||||||||||||||||||||||||||||
ZTR | | | | PwC | | | November 30, 2022 | | | $ | 33,055 | | | | $ | 4,724 | | | | $ | 4,078 | | | | $ | 1,500 | | | ||||||||||||||||||||||||||||||||||
ZTR | | | | PwC | | | November 30, 2021 | | | $ | 30,050 | | | | $ | 2,775 | | | | $ | 4,853 | | | | $ | 0 | | |
Title of Class | | Name and Address of Beneficial Ownership | | No. of Shares | | Percent of Class | | | Name and Address of Beneficial Ownership | | No. of Shares | | Percent of Class | | ||||||||||||||||||
Common Shares of CBH | | Morgan Stanley 1585 Broadway New York, NY 10036 | | | | 1,034,495 | | | | | 5.66% | | | | Punch & Associates Investment Management Inc. 7701 France Ave South, Suite 300 Edina MN 55435 | | | | 1,142,879 | | | | | 6.26% | | | ||||||
Common Shares of CBH | | Punch & Associates Investment Management Inc.7701 France Ave South, Suite 300 Edina MN 55435 | | | | 939,219 | | | | | 5.14% | | | | Morgan Stanley 1585 Broadway New York, NY 10036 | | | | 1,012,010 | | | | | 5.54% | | | ||||||
Preferred Shares of NCV | | UBS Group AG Bahnhofstrasse 45 PO Box CH-8021 Zurich, Switzerland | | | | 8,056 | | | | | 67.83%(1) | | | |||||||||||||||||||
Cumulative Preferred Shares of NCV | | RiverNorth Capital Management LLC 325 N. LaSalle Street, Suite 645 Chicago, IL 60654 | | | | 331,750 | | | | | 8.29% | | | | RiverNorth Capital Management LLC 325 N. LaSalle Street, Suite 645 Chicago, IL 60654 | | | | 331,750 | | | | | 8.29%(1) | | | ||||||
Cumulative Preferred Shares of NCV | | Louisiana Workers Compensation Corp 2237 South Acadian Thruway Baton Rouge LA 70808 | | | | 324,146 | | | | | 8.10% | | | | Louisiana Workers Compensation Corp 2237 South Acadian Thruway Baton Rouge LA 70808 | | | | 306,046 | | | | | 7.65%(1) | | | ||||||
Cumulative Preferred Shares of NCV | | Fidelity National Financial, Inc., 601 Riverside Ave, Jacksonville, FL 32204 | | | | 231,936 | | | | | 5.80% | | | | Fidelity National Financial, Inc., 601 Riverside Ave, Jacksonville, FL 32204 | | | | 231,936 | | | | | 5.80%(1) | | | ||||||
Cumulative Preferred Shares of NCV | | Americo Financial Life & Annuity Ins PO Box 410288 Kansas City MO 64141-0288 | | | | 215,000 | | | | | 5.38% | | | | Americo Financial Life & Annuity Ins PO Box 410288 Kansas City MO 64141-0288 | | | | 215,000 | | | | | 5.38%(1) | | | ||||||
Common Shares of NCV | | Bank of America Corp 100 N Tryon St Charlotte NC 28255 | | | | 4,719,727 | | | | | 5.22% | | | |||||||||||||||||||
Preferred Shares of NCZ | | UBS Group AG Bahnhofstrasse 45 PO Box CH-8021 Zurich, Switzerland | | | | 5,636 | | | | | 52.35%(1) | | | |||||||||||||||||||
Cumulative Preferred Shares of NCZ | | Fidelity National Financial, Inc., 601 Riverside Ave, Jacksonville, FL 32204 | | | | 475,000 | | | | | 10.89% | | | | Fidelity National Financial, Inc., 601 Riverside Ave, Jacksonville, FL 32204 | | | | 475,000 | | | | | 10.89%(1) | | | ||||||
Preferred Shares of ACV | | Metropolitan Life Insurance Co/NY One MetLife Way Whippany, NJ 07981 | | | | 1,200,000 | | | | | 100% | | | |||||||||||||||||||
Common Shares of NCZ | | Morgan Stanley 1585 Broadway New York, NY 10036 | | | | 5,817,736 | | | | | 7.64% | | | |||||||||||||||||||
MRP Shares of ACV | | Metropolitan Life Insurance Co/NY One MetLife Way Whippany, NJ 07981 | | | | 1,200,000 | | | | | 100% | | |
Title of Class | | Name and Address of Beneficial Ownership | | No. of Shares | | Percent of Class | | | Name and Address of Beneficial Ownership | | No. of Shares | | Percent of Class | | ||||||||||||||||||
Common Shares of ACV | | First Trust Portfolios L.P. First Trust Advisors L.P. The Charger Corporation 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 | | | | 646,535 | | | | | 6.24% | | | | First Trust Portfolios L.P. First Trust Advisors L.P. The Charger Corporation 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 | | | | 646,535 | | | | | 6.24% | | | ||||||
Common Shares of ACV | | Advisors Asset Management Inc. 18925 Base Camp Road Monument CO 80132 | | | | 560,706 | | | | | 5.50% | | | |||||||||||||||||||
Common Shares of NIE | | Wells Fargo & Co 420 Montgomery Street San Francisco CA 94163 | | | | 1,747,544 | | | | | 6.31% | | | |||||||||||||||||||
Common Shares of NIE | | First Trust Portfolios L.P. First Trust Advisors L.P. The Charger Corporation 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 | | | | 1,420,006 | | | | | 5.12% | | | | First Trust Portfolios L.P. First Trust Advisors L.P. The Charger Corporation 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 | | | | 1,420,006 | | | | | 5.12% | | | ||||||
Common Shares of NFJ | | Parametric Portfolio Associates LLC 800 Fifth Avenue, Suite 2800 Seattle, WA 98104 | | | | 7,748,300 | | | | | 8.17% | | | | Morgan Stanley 1585 Broadway New York, NY 10036 | | | | 6,527,555 | | | | | 6.89% | | | ||||||
Common Shares of VGI | | SIT Investment Associates Inc 3300 IDS Center 80 South Eight Street Minneapolis MN 55402 | | | | 1,037,563 | | | | | 9.17% | | | |||||||||||||||||||
Common Shares of VGI | | First Trust Portfolios L.P. First Trust Advisors L.P. The Charger Corporation 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 | | | | 833,266 | | | | | 7.37% | | | |||||||||||||||||||
Common Shares of EDI | | First Trust Portfolios L.P. First Trust Advisors L.P. The Charger Corporation 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 | | | | 1,502,636 | | | | | 15.02% | | | |||||||||||||||||||
Common Shares of ZTR | | SIT Investment Associates Inc 3300 IDS Center 80 South Eight Street Minneapolis MN 55402 | | | | 5,495,498 | | | | | 8.01% | | | |||||||||||||||||||
Common Shares of ZTR | | RiverNorth Capital Management LLC 325 N. LaSalle Street, Suite 645 Chicago, IL 60654 | | | | 4,100,163 | | | | | 5.98% | | |
EVERY VOTE IS IMPORTANT PO Box 43131 Providence, RI 02940-3131 EASY VOTING OPTIONS: Please detach at perforation before mailing. PROXY CARD VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 22, 2023 THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and W. Patrick Bradley, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MAV29SY on May 22, 2023 at 4:00 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of Virtus Artificial Intelligence & Technology Opportunities Fund which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus Artificial Intelligence & Technology Opportunities Fund. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. AIO_33238_041023 PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. xxxxxxxxxxxxxx code VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VIRTUAL MEETING at the following Website: www.meetnow.global/MAV29SY on May 22 at 4:00 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. |
EVERY VOTE IS IMPORTANT EASY VOTING OPTIONS: VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VIRTUAL MEETING at the following Website: www.meetnow.global/MWAVQWH on July 12 at 3:30 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. Please detach at perforation before mailing. PROXY CARD VIRTUS ALLIANZGI ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON JULY 12, 2022 COMMON STOCK THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and W. Patrick Bradley, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MWAVQWH on July 12, 2022 at 3:30 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of common stock of Virtus AllianzGI Artificial Intelligence & Technology Opportunities Fund, which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Virtual Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus AllianzGI Artificial Intelligence & Technology Opportunities Fund. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. AIO_32775_050522 PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. xxxxxxxxxxxxxx code
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Meeting of Shareholders to Be Held virtually on May 22, 2023 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-33238 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: X A Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 1a, 1b and 1c. 1a. Election of Trustee (Class I): FOR WITHHOLD 01. Geraldine M. McNamara 1b. Election of Trustee (Class I): FOR WITHHOLD 01. R. Keith Walton 1c. Election of Trustee (Class I): FOR WITHHOLD 01. Brian T. Zino 11. To transact such other business as may properly come before the Annual Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures ─ This section must be completed for your vote to be counted. ─ Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) ─ Please print date below Signature 1 ─ Please keep signature within the box Signature 2 ─ Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx AIO 33238 xxxxxxxx / / |
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Shareholder Meeting to Be Held virtually on July 12, 2022 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-32775 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: X A Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 1a, 1b, 1c and 1d. FOR AGAINST ABSTAIN 1a. Election of Trustee (Class III): FOR WITHHOLD George R. Aylward 1b. Election of Trustee (Class III): FOR WITHHOLD 01. Sarah E. Cogan 1c. Election of Trustee (Class III): FOR WITHHOLD 01. Deborah A. DeCotis 1d. Election of Trustee (Class I): FOR WITHHOLD 01. Brian T. Zino Transact such other business as may properly come before the Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures This section must be completed for your vote to be counted. Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) Please print date below Signature 1 Please keep signature within the box Signature 2 Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx AIO 32775 xxxxxxxx FOR AGAINST ABSTAIN
EVERY VOTE IS IMPORTANT EASY VOTING OPTIONS: VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VIRTUAL MEETING at the following Website: www.meetnow.global/MWAVQWH, on July 12 at 3:30 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. Please detach at perforation before mailing. PROXY CARD VIRTUS ALLIANZGI CONVERTIBLE & INCOME FUND JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON JULY 12, 2022 COMMON STOCK THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and W. Patrick Bradley, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MWAVQWH on July 12, 2022 at 3:30 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of common stock of Virtus AllianzGI Convertible & Income Fund, which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Virtual Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus AllianzGI Convertible & Income Fund. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. NCV_32775_050522 PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. xxxxxxxxxxxxxx code
EVERY VOTE IS IMPORTANT PO Box 43131 Providence, RI 02940-3131 EASY VOTING OPTIONS: Please detach at perforation before mailing. PROXY CARD VIRTUS CONVERTIBLE & INCOME 2024 TARGET TERM FUND JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 22, 2023 THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and W. Patrick Bradley, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MAV29SY on May 22, 2023 at 4:00 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of Virtus Convertible & Income 2024 Target Term Fund which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus Convertible & Income 2024 Target Term Fund. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. CBH_33238_041023 PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. xxxxxxxxxxxxxx code VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VIRTUAL MEETING at the following Website: www.meetnow.global/MAV29SY on May 22 at 4:00 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. |
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Shareholder Meeting to Be Held virtually on July 12, 2022 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-32775 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: X A Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 1e, 1g and 1h. 1e. Election of Trustee (Class I): FOR WITHHOLD William B. Ogden, IV 1g. Election of Trustee (Class I): FOR WITHHOLD 01. Alan Rappaport 1h. Election of Trustee (Class III): FOR WITHHOLD 01. Brian T. Zino Transact such other business as may properly come before the Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures This section must be completed for your vote to be counted. Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) Please print date below Signature 1 Please keep signature within the box Signature 2 Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx NCV1 32775 xxxxxxxx FOR AGAINST ABSTAIN
EVERY VOTE IS IMPORTANT EASY VOTING OPTIONS: VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours Please detach at perforation before mailing. PROXY CARD VIRTUS ALLIANZGI CONVERTIBLE & INCOME FUND JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON JULY 12, 2022 PREFERRED STOCK THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and W. Patrick Bradley, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MWAVQWH on July 12, 2022 at 3:30 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of preferred stock of Virtus AllianzGI Convertible & Income Fund, which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Virtual Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus AllianzGI Convertible & Income Fund. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. NCV_32775_052722_Pref PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. xxxxxxxxxxxxxx code
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Meeting of Shareholders to Be Held virtually on May 22, 2023 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-33238 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: X A Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 2a, 2b and 2c. 2a. Election of Trustee (Class III): FOR WITHHOLD 01. George R. Aylward 2b. Election of Trustee (Class III): FOR WITHHOLD 01. Sarah E. Cogan 2c. Election of Trustee (Class III): FOR WITHHOLD 01. Deborah A. DeCotis 11. To transact such other business as may properly come before the Annual Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures ─ This section must be completed for your vote to be counted. ─ Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) ─ Please print date below Signature 1 ─ Please keep signature within the box Signature 2 ─ Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx CBH 33238 xxxxxxxx / / |
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Shareholder Meeting to Be Held virtually on July 12, 2022 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-32775 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: X A Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 1e, 1f, 1g and 1h. 1e. Election of Trustee (Class I): FOR WITHHOLD William B. Ogden, IV 1f. Election of Trustee (Class I): FOR WITHHOLD Philip R. McLoughlin 1g. Election of Trustee (Class I): FOR WITHHOLD 01. Alan Rappaport 1h. Election of Trustee (Class III): FOR WITHHOLD 01. Brian T. Zino Transact such other business as may properly come before the Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures This section must be completed for your vote to be counted. Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) Please print date below Signature 1 Please keep signature within the box Signature 2 Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx NCV2 32775 xxxxxxxx FOR AGAINST ABSTAIN
EVERY VOTE IS IMPORTANT EASY VOTING OPTIONS: VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VIRTUAL MEETING at the following Website: www.meetnow.global/MWAVQWH on July 12 at 3:30 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. Please detach at perforation before mailing. PROXY CARD VIRTUS ALLIANZGI CONVERTIBLE & INCOME FUND II JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON JULY 12, 2022 COMMON STOCK THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and W. Patrick Bradley, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MWAVQWH on July 12, 2022 at 3:30 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of common stock of Virtus AllianzGI Convertible & Income Fund II, which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Virtual Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus AllianzGI Convertible & Income Fund II. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. NCZ_32775_050522 PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. Xxxxxxxxxxxxxx code
EVERY VOTE IS IMPORTANT PO Box 43131 Providence, RI 02940-3131 EASY VOTING OPTIONS: Please detach at perforation before mailing. PROXY CARD VIRTUS CONVERTIBLE & INCOME FUND JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 22, 2023 COMMON STOCK THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and W. Patrick Bradley, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MAV29SY on May 22, 2023 at 4:00 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of common stock of Virtus Convertible & Income Fund which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus Convertible & Income Fund. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. NCV_33238_041023 PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. xxxxxxxxxxxxxx code VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VIRTUAL MEETING at the following Website: www.meetnow.global/MAV29SY on May 22 at 4:00 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. |
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Shareholder Meeting to Be Held virtually on July 12, 2022 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-32775 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: A A.Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 1j, 1k and 1l. 1j. Election of Trustee (Class I): FOR WITHHOLD William B. Ogden, IV 1k. Election of Trustee (Class I): FOR WITHHOLD 01. Alan Rappaport 1l. Election of Trustee (Class I): FOR WITHHOLD 01. Brian T. Zino Transact such other business as may properly come before the Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures This section must be completed for your vote to be counted. Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) Please print date below Signature 1 Please keep signature within the box Signature 2 Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx NCZ1 32775 xxxxxxxx FOR AGAINST ABSTAIN
EVERY VOTE IS IMPORTANT EASY VOTING OPTIONS: VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VIRTUAL MEETING at the following Website: www.meetnow.global/MWAVQWH on July 12 at 3:30 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours Please detach at perforation before mailing. PROXY CARD VIRTUS ALLIANZGI CONVERTIBLE & INCOME FUND II JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON JULY 12, 2022 PREFERRED STOCK THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and W. Patrick Bradley, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MWAVQWH on July 12, 2022 at 3:30 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of preferred stock of Virtus AllianzGI Convertible & Income Fund II, which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Virtual Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus AllianzGI Convertible & Income Fund II. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. NCZ_32775_052722_Pref PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. xxxxxxxxxxxxxx code
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Meeting of Shareholders to Be Held virtually on May 22, 2023 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-33238 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: X A Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 3a, 3b, 3c and 3d. 3a. Election of Trustee (Class I): FOR WITHHOLD 01. Geraldine M. McNamara 3b. Election of Trustee (Class II): FOR WITHHOLD 01. George R. Aylward 3c. Election of Trustee (Class II): FOR WITHHOLD 01. Sarah E. Cogan 3d. Election of Trustee (Class II): FOR WITHHOLD 01. R. Keith Walton 11. To transact such other business as may properly come before the Annual Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures ─ This section must be completed for your vote to be counted. ─ Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) ─ Please print date below Signature 1 ─ Please keep signature within the box Signature 2 ─ Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx NCV 33238 xxxxxxxx / / |
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Shareholder Meeting to Be Held virtually on July 12, 2022 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-32775 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE A Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 1i, 1j, 1k and 1l. 1i. Election of Trustee (Class I): FOR WITHHOLD Sarah E. Cogan 1j. Election of Trustee (Class I): FOR WITHHOLD William B. Ogden, IV 1k. Election of Trustee (Class I): FOR WITHHOLD 01. Alan Rappaport 1l. Election of Trustee (Class I): FOR WITHHOLD 01. Brian T. Zino Transact such other business as may properly come before the Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures This section must be completed for your vote to be counted. Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) Please print date below Signature 1 Please keep signature within the box Signature 2 Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx NCZ 2 32775 xxxxxxxx FOR AGAINST ABSTAIN
EVERY VOTE IS IMPORTANT EASY VOTING OPTIONS: VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VIRTUAL MEETING at the following Website: www.meetnow.global/MWAVQWH on July 12 at 3:30 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours Please detach at perforation before mailing. PROXY CARD VIRTUS ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON JULY 12, 2022 COMMON STOCK THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and W. Patrick Bradley, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MWAVQWH on July 12, 2022 at 3:30 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of common stock of Virtus AllianzGI Convertible & Income 2024 Target Term Fund, which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Virtual Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus AllianzGI Convertible & Income 2024 Target Term Fund. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. CBH_32775_050522 PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. Xxxxxxxxxxxxxx code
EVERY VOTE IS IMPORTANT PO Box 43131 Providence, RI 02940-3131 EASY VOTING OPTIONS: Please detach at perforation before mailing. PROXY CARD VIRTUS CONVERTIBLE & INCOME FUND JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 22, 2023 PREFERRED STOCK THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and W. Patrick Bradley, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MAV29SY on May 22, 2023 at 4:00 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of preferred stock of Virtus Convertible & Income Fund which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus Convertible & Income Fund. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. NCV_33238_041023_Pref PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. xxxxxxxxxxxxxx code VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VIRTUAL MEETING at the following Website: www.meetnow.global/MAV29SY on May 22 at 4:00 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. |
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Shareholder Meeting to Be Held virtually on July 12, 2022 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-32775 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: X A Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 1m, 1n, 1o and 1p. 1m. Election of Trustee (Class II): FOR WITHHOLD F. Ford Drummond 1n. Election of Trustee (Class II): FOR WITHHOLD 01. James S. MacLeod 1o. Election of Trustee (Class I): FOR WITHHOLD 01. Philip R. McLoughlin 1p. Election of Trustee (Class I): FOR WITHHOLD 01. Brian T. Zino Transact such other business as may properly come before the Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures This section must be completed for your vote to be counted. Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) Please print date below Signature 1 Please keep signature within the box Signature 2 Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx CBH 32775 xxxxxxxx FOR AGAINST ABSTAIN
EVERY VOTE IS IMPORTANT EASY VOTING OPTIONS: VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VIRTUAL MEETING at the following Website: www.meetnow.global/MWAVQWH on July 12 at 3:30 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. Please detach at perforation before mailing. PROXY CARD VIRTUS ALLIANZGI DIVERSIFIED INCOME & CONVERTIBLE FUND JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON JULY 12, 2022 COMMON STOCK THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and W. Patrick Bradley, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MWAVQWH on July 12, 2022 at 3:30 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of common stock of Virtus AllianzGI Diversified Income & Convertible Fund, which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Virtual Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus AllianzGI Diversified Income & Convertible Fund. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. ACV_32775_052722 PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. Xxxxxxxxxxxxxx code
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Meeting of Shareholders to Be Held virtually on May 22, 2023 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-33238 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: X A Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 3a, 3b, 3c and 3d. 3a. Election of Trustee (Class I): FOR WITHHOLD 01. Geraldine M. McNamara 3b. Election of Trustee (Class II): FOR WITHHOLD 01. George R. Aylward 3c. Election of Trustee (Class II): FOR WITHHOLD 01. Sarah E. Cogan 3d. Election of Trustee (Class II): FOR WITHHOLD 01. R. Keith Walton 11. To transact such other business as may properly come before the Annual Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures ─ This section must be completed for your vote to be counted. ─ Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) ─ Please print date below Signature 1 ─ Please keep signature within the box Signature 2 ─ Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx NCV 2 33238 xxxxxxxx / / |
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Shareholder Meeting to Be Held virtually on July 12, 2022 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-32775 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: X A Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 1q, 1r and 1s. 1q. Election of Trustee (Class I): FOR WITHHOLD William B. Ogden, IV 1r. Election of Trustee (Class I): FOR WITHHOLD 01. Alan Rappaport 1s. Election of Trustee (Class II): FOR WITHHOLD 01. R. Keith Walton Transact such other business as may properly come before the Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures This section must be completed for your vote to be counted. Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) Please print date below Signature 1 Please keep signature within the box Signature 2 Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx ACV1 32775 xxxxxxxx FOR AGAINST ABSTAIN
EVERY VOTE IS IMPORTANT EASY VOTING OPTIONS: VIRTUAL MEETING at the following Website: www.meetnow.global/MWAVQWH on July 12 at 3:30 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours Please detach at perforation before mailing. PROXY CARD VIRTUS ALLIANZGI DIVERSIFIED INCOME & CONVERTIBLE FUND JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON JULY 12, 2022 PREFERRED STOCK THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and W. Patrick Bradley, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MWAVQWH on July 12, 2022 at 3:30 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of preferred stock of Virtus AllianzGI Diversified Income & Convertible Fund, which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Virtual Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus AllianzGI Diversified Income & Convertible Fund. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. ACV_32775_052722_Pref PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. xxxxxxxxxxxxxx code
EVERY VOTE IS IMPORTANT PO Box 43131 Providence, RI 02940-3131 EASY VOTING OPTIONS: Please detach at perforation before mailing. PROXY CARD VIRTUS CONVERTIBLE & INCOME FUND II JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 22, 2023 COMMON STOCK THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and W. Patrick Bradley, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MAV29SY on May 22, 2023 at 4:00 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of common stock of Virtus Convertible & Income Fund II which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus Convertible & Income Fund II. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. NCZ_33238_041023 PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. xxxxxxxxxxxxxx code VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VIRTUAL MEETING at the following Website: www.meetnow.global/MAV29SY on May 22 at 4:00 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. |
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Shareholder Meeting to Be Held virtually on July 12, 2022 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-32775 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: A Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 1q, 1r, 1s and 1t. 1q. Election of Trustee (Class I): FOR WITHHOLD William B. Ogden, IV 1r. Election of Trustee (Class I): FOR WITHHOLD Alan Rappaport 1s. Election of Trustee (Class II): FOR WITHHOLD 01. R. Keith Walton 1t. Election of Trustee (Class I): FOR WITHHOLD 01. Brian T. Zino Transact such other business as may properly come before the Meeting, or any adjournments, postponements or delays thereof. Authorized Signatures This section must be completed for your vote to be counted. Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) Please print date below Signature 1 Please keep signature within the box Signature 2 Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx ACV2 32775 xxxxxxxx FOR AGAINST ABSTAIN
EVERY VOTE IS IMPORTANT EASY VOTING OPTIONS: VIRTUAL MEETING at the following Website: www.meetnow.global/MWAVQWH on July 12 at 3:30 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours Please detach at perforation before mailing. PROXY CARD VIRTUS ALLIANZGI EQUITY & CONVERTIBLE INCOME FUND JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON JULY 12, 2022 COMMON THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and W. Patrick Bradley, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MWAVQWH on July 12, 2022 at 3:30 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of common stock of Virtus AllianzGI Equity & Convertible Income Fund, which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Virtual Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus AllianzGI Equity & Convertible Income Fund. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. NIE_32775_050522 PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. xxxxxxxxxxxxxx code
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Meeting of Shareholders to Be Held virtually on May 22, 2023 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-33238 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: X A Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 4a, 4b and 4c. 4a. Election of Trustee (Class II) FOR WITHHOLD 01. George R. Aylward 4b. Election of Trustee (Class II): FOR WITHHOLD 01. Deborah A. DeCotis 4c. Election of Trustee (Class II): FOR WITHHOLD 01. Philip R. McLoughlin 11. To transact such other business as may properly come before the Annual Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures ─ This section must be completed for your vote to be counted. ─ Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) ─ Please print date below Signature 1 ─ Please keep signature within the box Signature 2 ─ Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx NCZ 33238 xxxxxxxx / / |
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Shareholder Meeting to Be Held virtually on July 12, 2022 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-32775 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: X A Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 1u, 1v, 1w and 1x. 1u. Election of Trustee (Class III): FOR WITHHOLD George R. Aylward 1v. Election of Trustee (Class III): FOR WITHHOLD 01. Sarah E. Cogan 1w. Election of Trustee (Class III): FOR WITHHOLD 01. Deborah A. DeCotis 1x. Election of Trustee (Class I): FOR WITHHOLD 01. Brian T. Zino Transact such other business as may properly come before the Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures This section must be completed for your vote to be counted. Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) Please print date below Signature 1 Please keep signature within the box Signature 2 Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx NIE 32775 xxxxxxxx FOR AGAINST ABSTAIN
EVERY VOTE IS IMPORTANT EASY VOTING OPTIONS: VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VIRTUAL MEETING at the following Website: www.meetnow.global/MWAVQWH, on July 12 at 3:30 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. Please detach at perforation before mailing. PROXY CARD VIRTUS DIVIDEND, INTEREST & PREMIUM STRATEGY FUND JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON JULY 12, 2022 COMMON THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and W. Patrick Bradley, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MWAVQWH on July 12, 2022 at 3:30 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of common stock of Virtus Dividend, Interest & Premium Strategy Fund, which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Virtual Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus Dividend, Interest & Premium Strategy Fund. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. NFJ_32775_050522 PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. xxxxxxxxxxxxxx code
EVERY VOTE IS IMPORTANT PO Box 43131 Providence, RI 02940-3131 EASY VOTING OPTIONS: Please detach at perforation before mailing. PROXY CARD VIRTUS CONVERTIBLE & INCOME FUND II JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 22, 2023 PREFERRED STOCK THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and W. Patrick Bradley, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MAV29SY on May 22, 2023 at 4:00 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of preferred stock of Virtus Convertible & Income Fund II which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus Convertible & Income Fund II. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. NCZ_33238_041023_Pref PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. xxxxxxxxxxxxxx code VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VIRTUAL MEETING at the following Website: www.meetnow.global/MAV29SY on May 22 at 4:00 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. |
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Shareholder Meeting to Be Held virtually on July 12, 2022 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-32775 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: X A Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 1y, 1z, 1aa and 1bb. 1y. Election of Trustee (Class II): FOR WITHHOLD George R. Aylward 1z. Election of Trustee (Class II): FOR WITHHOLD 01. Deborah A. DeCotis 1aa. Election of Trustee (Class II): FOR WITHHOLD 01. Philip R. McLoughlin 1bb. Election of Trustee (Class I): FOR WITHHOLD 01. Brian T. Zino Transact such other business as may properly come before the Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures This section must be completed for your vote to be counted. Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) Please print date below Signature 1 Please keep signature within the box Signature 2 Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx NFJ 32775 xxxxxxxx FOR AGAINST ABSTAIN
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Meeting of Shareholders to Be Held virtually on May 22, 2023 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-33238 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: X A Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 4a, 4b and 4c. 4a. Election of Trustee (Class II) FOR WITHHOLD 01. George R. Aylward 4b. Election of Trustee (Class II): FOR WITHHOLD 01. Deborah A. DeCotis 4c. Election of Trustee (Class II): FOR WITHHOLD 01. Philip R. McLoughlin 11. To transact such other business as may properly come before the Annual Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures ─ This section must be completed for your vote to be counted. ─ Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) ─ Please print date below Signature 1 ─ Please keep signature within the box Signature 2 ─ Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx NCZ 2 33238 xxxxxxxx / / |
EVERY VOTE IS IMPORTANT PO Box 43131 Providence, RI 02940-3131 EASY VOTING OPTIONS: Please detach at perforation before mailing. PROXY CARD VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUND JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 22, 2023 COMMON STOCK THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and W. Patrick Bradley, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MAV29SY on May 22, 2023 at 4:00 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of common stock of Virtus Diversified Income & Convertible Fund which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus Diversified Income & Convertible Fund. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. ACV_33238_041023 PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. xxxxxxxxxxxxxx code VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours VIRTUAL MEETING at the following Website: www.meetnow.global/MAV29SY on May 22 at 4:00 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. |
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Meeting of Shareholders to Be Held virtually on May 22, 2023 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-33238 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: X A Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 5a, 5b, 5c and 5d. 5a. Election of Trustee (Class I): FOR WITHHOLD 01. Geraldine M. McNamara 5b. Election of Trustee (Class II): FOR WITHHOLD 01. George R. Aylward 5c. Election of Trustee (Class II): FOR WITHHOLD 01. F. Ford Drummond 5d. Election of Trustee (Class II): FOR WITHHOLD 01. R. Keith Walton 11. To transact such other business as may properly come before the Annual Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures ─ This section must be completed for your vote to be counted. ─ Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) ─ Please print date below Signature 1 ─ Please keep signature within the box Signature 2 ─ Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx ACV 33238 xxxxxxxx / / |
EVERY VOTE IS IMPORTANT PO Box 43131 Providence, RI 02940-3131 EASY VOTING OPTIONS: Please detach at perforation before mailing. PROXY CARD VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUND JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 22, 2023 PREFERRED STOCK THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and W. Patrick Bradley, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MAV29SY on May 22, 2023 at 4:00 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of preferred stock of Virtus Diversified Income & Convertible Fund which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus Diversified Income & Convertible Fund. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. ACV_33238_041023_Pref PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. xxxxxxxxxxxxxx code VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VIRTUAL MEETING at the following Website: www.meetnow.global/MAV29SY on May 22 at 4:00 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. |
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Meeting of Shareholders to Be Held virtually on May 22, 2023 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-33238 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: X A Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 5a, 5b, 5c and 5d. 5a. Election of Trustee (Class I): FOR WITHHOLD 01. Geraldine M. McNamara 5b. Election of Trustee (Class II): FOR WITHHOLD 01. George R. Aylward 5c. Election of Trustee (Class II): FOR WITHHOLD 01. F. Ford Drummond 5d. Election of Trustee (Class II): FOR WITHHOLD 01. R. Keith Walton 11. To transact such other business as may properly come before the Annual Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures ─ This section must be completed for your vote to be counted. ─ Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) ─ Please print date below Signature 1 ─ Please keep signature within the box Signature 2 ─ Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx ACV 2 33238 xxxxxxxx / / |
EVERY VOTE IS IMPORTANT PO Box 43131 Providence, RI 02940-3131 EASY VOTING OPTIONS: Please detach at perforation before mailing. PROXY CARD VIRTUS DIVIDEND, INTEREST & PREMIUM STRATEGY FUND JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 22, 2023 THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and W. Patrick Bradley, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MAV29SY on May 22, 2023 at 4:00 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of Virtus Dividend, Interest & Premium Strategy Fund which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus Dividend, Interest & Premium Strategy Fund. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. NFJ_33238_041023 PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. xxxxxxxxxxxxxx code VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VIRTUAL MEETING at the following Website: www.meetnow.global/MAV29SY on May 22 at 4:00 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. |
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Meeting of Shareholders to Be Held virtually on May 22, 2023 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-33238 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: X A Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 6a, 6b, and 6c. 6a. Election of Trustee (Class III) FOR WITHHOLD 01. Sarah E. Cogan 6b. Election of Trustee (Class III): FOR WITHHOLD 01. F. Ford Drummond 6c. Election of Trustee (Class III): FOR WITHHOLD 01. R. Keith Walton 11. To transact such other business as may properly come before the Annual Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures ─ This section must be completed for your vote to be counted. ─ Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) ─ Please print date below Signature 1 ─ Please keep signature within the box Signature 2 ─ Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx NFJ 33238 xxxxxxxx / / |
EVERY VOTE IS IMPORTANT PO Box 43131 Providence, RI 02940-3131 EASY VOTING OPTIONS: Please detach at perforation before mailing. PROXY CARD VIRTUS EQUITY & CONVERTIBLE INCOME FUND JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 22, 2023 THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and W. Patrick Bradley, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MAV29SY on May 22, 2023 at 4:00 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of Virtus Equity & Convertible Income Fund which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus Equity & Convertible Income Fund. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. NIE_33238_041023 PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. xxxxxxxxxxxxxx code VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VIRTUAL MEETING at the following Website: www.meetnow.global/MAV29SY on May 22 at 4:00 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. |
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Meeting of Shareholders to Be Held virtually on May 22, 2023 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-33238 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: X A Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 7a, 7b, and 7c. 7a. Election of Trustee (Class I) FOR WITHHOLD 01. Geraldine M. McNamara 7b. Election of Trustee (Class I): FOR WITHHOLD 01. R. Keith Walton 7c. Election of Trustee (Class I): FOR WITHHOLD 01. Brian T. Zino 11. To transact such other business as may properly come before the Annual Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures ─ This section must be completed for your vote to be counted. ─ Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) ─ Please print date below Signature 1 ─ Please keep signature within the box Signature 2 ─ Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx NIE 33238 xxxxxxxx / / |
EVERY VOTE IS IMPORTANT PO Box 43131 Providence, RI 02940-3131 EASY VOTING OPTIONS: Please detach at perforation before mailing. PROXY CARD VIRTUS GLOBAL MULTI-SECTOR INCOME FUND JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 22, 2023 THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and Julia Short, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MAV29SY on May 22, 2023 at 4:00 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of Virtus Global Multi-Sector Income Fund which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus Global Multi-Sector Income Fund. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. VGI_33238_041023 PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. xxxxxxxxxxxxxx code VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VIRTUAL MEETING at the following Website: www.meetnow.global/MAV29SY on May 22 at 4:00 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. |
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Meeting of Shareholders to Be Held virtually on May 22, 2023 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-33238 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: X A Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 8a, 8b, 8c and 8d. 8a. Election of Trustee (Class II): FOR WITHHOLD 01. Donald C. Burke 8b. Election of Trustee (Class II): FOR WITHHOLD 01. Sarah E. Cogan 8c. Election of Trustee (Class II): FOR WITHHOLD 01. Sidney E. Harris 8d. Election of Trustee (Class II): FOR WITHHOLD 01. John R. Mallin 11. To transact such other business as may properly come before the Annual Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures ─ This section must be completed for your vote to be counted. ─ Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) ─ Please print date below Signature 1 ─ Please keep signature within the box Signature 2 ─ Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx VGI 33238 xxxxxxxx / / |
EVERY VOTE IS IMPORTANT PO Box 43131 Providence, RI 02940-3131 EASY VOTING OPTIONS: Please detach at perforation before mailing. PROXY CARD VIRTUS STONE HARBOR EMERGING MARKETS TOTAL INCOME FUND JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 22, 2023 THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and Julia Short, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MAV29SY on May 22, 2023 at 4:00 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of Virtus Stone Harbor Emerging Markets Total Income Fund which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Trustees of Virtus Stone Harbor Emerging Markets Total Income Fund. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. EDI_33238_041023 PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. xxxxxxxxxxxxxx code VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VIRTUAL MEETING at the following Website: www.meetnow.global/MAV29SY on May 22 at 4:00 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. |
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Meeting of Shareholders to Be Held virtually on May 22, 2023 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-33238 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: X A Proposals The Board of Trustees recommends a vote “FOR” the following nominees in proposals 9a, 9b, 9c and 9d. 9a. Election of Trustee (Class I): FOR WITHHOLD 01. George R. Aylward 9b. Election of Trustee (Class I): FOR WITHHOLD 01. Deborah A. DeCotis 9c. Election of Trustee (Class I): FOR WITHHOLD 01. John R. Mallin 9d. Election of Trustee (Class I): FOR WITHHOLD 01. R. Keith Walton 11. To transact such other business as may properly come before the Annual Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures ─ This section must be completed for your vote to be counted. ─ Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) ─ Please print date below Signature 1 ─ Please keep signature within the box Signature 2 ─ Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx EDI 33238 xxxxxxxx / / |
EVERY VOTE IS IMPORTANT PO Box 43131 Providence, RI 02940-3131 EASY VOTING OPTIONS: Please detach at perforation before mailing. PROXY CARD VIRTUS TOTAL RETURN FUND INC. JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 22, 2023 THIS PROXY IS SOLICITED BY THE BOARD OF DIRECTORS. The undersigned hereby appoints Jennifer Fromm, George R. Aylward and Julia Short, and each of them with full power of substitution and revocation, as proxies to represent the undersigned at the Joint Annual Meeting of Shareholders to be held virtually at the following Website: www.meetnow.global/MAV29SY on May 22, 2023 at 4:00 p.m. Eastern Time and at any and all adjournments thereof (the “Meeting”), to vote all shares of Virtus Total Return Fund Inc. which the undersigned would be entitled to vote, with all powers the undersigned would possess if personally present, in accordance with the instructions indicated herein. To participate in the Meeting enter the 14-digit control number from the shaded box on this card. A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. This proxy is solicited on behalf of the Board of Directors of Virtus Total Return Fund Inc. This proxy card when properly executed will be voted in the manner directed herein by the undersigned shareholder, and in the discretion of such proxies, upon any and all other matters as may properly come before the Meeting or any adjournment thereof. If no direction is made, this proxy will be voted “FOR” the Proposals. The undersigned hereby acknowledges receipt of the accompanying Notice of Joint Annual Meeting and Joint Proxy Statement for the Meeting. VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503 To change the address on your account, please check the box at right and indicate your new address in the address space below. Please note that changes to the registered name(s) on the account may not be submitted via this method. ZTR_33238_041023 PLEASE MARK, SIGN, DATE AND RETURN THE PROXY CARD PROMPTLY IN THE ENCLOSED ENVELOPE. xxxxxxxxxxxxxx code VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VIRTUAL MEETING at the following Website: www.meetnow.global/MAV29SY on May 22 at 4:00 p.m. Eastern Time To participate in the Virtual Meeting, enter the 14-digit control number from the shaded box on this card. |
EVERY VOTE IS IMPORTANT Important Notice Regarding the Availability of Proxy Materials for the Joint Annual Meeting of Shareholders to Be Held virtually on May 22, 2023 The Joint Proxy Statement is available at: https://www.proxy-direct.com/vir-33238 IF YOU VOTE BY TELEPHONE OR INTERNET, PLEASE DO NOT MAIL YOUR CARD Please detach at perforation before mailing. TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS EXAMPLE: X A Proposals The Board of Directors recommends a vote “FOR” the following nominees in proposals 10a, 10b, 10c and 10d. 10a. Election of Director (Class III): FOR WITHHOLD 01. Connie D. McDaniel 10b. Election of Director (Class III): FOR WITHHOLD 01. Geraldine M. McNamara 10c. Election of Director (Class III): FOR WITHHOLD 01. R. Keith Walton 10d. Election of Director (Class III): FOR WITHHOLD 01. Brian T. Zino 11. To transact such other business as may properly come before the Annual Meeting, or any adjournments, postponements or delays thereof. B Authorized Signatures ─ This section must be completed for your vote to be counted. ─ Sign and Date Below Note: Please sign exactly as your name(s) appear(s) on this Proxy Card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. Date (mm/dd/yyyy) ─ Please print date below Signature 1 ─ Please keep signature within the box Signature 2 ─ Please keep signature within the box Scanner bar code xxxxxxxxxxxxxx ZTR 33238 xxxxxxxx / / |